If you are a member of the media, please email ngarcia@azcc.gov or call (602) 542-0728.
If you are a member of the media, please email ngarcia@azcc.gov or call (602) 542-0728.
Phoenix, Ariz. – The Arizona Corporation Commission (ACC) is pleased to announce that, effective August 3, 2026, Arizona will begin accepting mutual fund notice filings through the North American Securities Administrators Association’s Electronic Filing Depository, commonly known as NASAA EFD. The ACC’s Securities Division oversees the receipt and processing of regulatory filings for mutual funds and certain other securities offered in Arizona.
NASAA EFD is a secure, web-based filing system that allows investment companies and their authorized filers to submit state notice filings and pay fees electronically through an online portal.
"The Securities Division is committed to providing efficient, modern regulatory services that facilitate lawful capital formation while maintaining Arizona's strong investor protection standards," said ACC Securities Division Director, Mark Dinell. "Arizona's participation in the NASAA EFD offers issuers and their representatives an additional electronic filing option that streamlines the submission process, improves administrative efficiency, and supports timely access to Arizona's capital markets without compromising the Division's regulatory oversight responsibilities."
The ACC is committed to modernizing its regulatory services and improving the filing experience for industry participants. Arizona’s participation in EFD provides a more efficient filing alternative while supporting the Commission’s responsibility to maintain accurate records and effective regulatory oversight for the benefit of Arizona’s investors.
Benefits of Filing Through EFD
The EFD system allows authorized filers to:
NASAA EFD Highlights
Questions regarding Arizona filing requirements may be directed to the Arizona Corporation Commission Securities Division at 602-542-1426 or sec-aod@azcc.gov. For additional information about the NASAA Electronic Filing Depository, visit the Securities Division’s website at https://www.azcc.gov/securities.