2013 News Releases

October 17, 2013
Commission Sanctions Phoenix Inventor and Two Others for Securities Violations, Cautions Investors about the Risks of Alternative Investment Programs
 
September 10, 2013
Commission Orders Crackdown on Securities Sales by Infomercial Company

August 13, 2013
Commission Finds Fraud in Million-Dollar Gold Processing Venture, Cautions Investors About Risky Private Placement Offerings

July 17, 2013
Commission Fines Fountain Hills Company for Unregistered Investment Sales, Sanctions Others for Securities Fraud and Revokes Registration of Fountain Hills Broker
 
June 11, 2013
Commission Sanctions Three Local Businessmen for Unregistered Investment Sales

May 1, 2013

Commission Halts Unregistered Investments that Cost Investors Over $7.8 Million, Sanctions Lake Havasu Stockbroker for Dishonest and Unethical Conduct

March 12, 2013

Commission Orders Former Managers of Radical Bunny and Horizon Partners to Pay $189.8 Million in Restitution for Defrauding Investors

February 12, 2013
Commission Stops Unregistered Gold Mining Venture and Bond Investment Program
 
January 30, 2013
Commission Orders Stop to Multimillion-Dollar Promissory Note Scheme, Also Sanctions Others for Securities Violations