2014 News Releases

December 11, 2014
Commission Revokes Licenses and Sanctions Seller of Unregistered House-Flipping Venture

November 5, 2014
Commission Order More Than $3.78 Million for Defrauded Investors


 October 16, 2014
Commission Sanctions Stockbroker for Impersonating Clients to Make Unauthorized Withdrawals and Misuse Funds, Revokes Licenses and Denies Pending Investment Adviser Application 

September 9, 2014
Commission Finds Fraud Violations and Orders Over $2 Million in Restitution

August 12,2014
Commission Shuts Down Fraudulent Oil and Gas Technology Offering


June 10, 2014
Commission Penalizes Phoenix Real Estate Agent for Investement Fraud, Orders Oil and Gas Promoters to Pay Penalities and Issue Rescission Offer

March 19, 2014
Investor Alert: Commission Issues Warning About Digital Currency Investments 

March 16, 2014

Superior Court Affirms Commission Rulings in Fraudulent Schemes, Supports Ruling Against Tucson resident, David Shorey, and His Two Companies

March 11, 2014
Commission Sanctions Phoenix Businessman for Securities Violations