2015 News Releases


October 20, 2015
Former Stockbroker Commits $2.4 Million Investment Fraud
June 16, 2015
Commission Revokes Registration of Paradise Valley Securities Salesman, Also Denies Investment Adviser Representative and Securities Salesman Applications
April 14, 2015
Commission Orders Former Securities Salesman to Pay Restitution and Penalties for Illegal Stock Sales
March 2, 2015
Commission Sanctions Two Insurance Producers for Illegal Activity
February 3, 2015
Commission Halts $4.9 Million Investment Scam, Tucson Couple and their Company Admits to Defrauding Investors