Enforcement Actions
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To access the eDocket file containing all of the public documents filed in a case, click on the Respondent's name. EDocket also contains a schedule of all public events in a case, such as prehearings, hearings and Commission Open Meetings.  For other ways to find out about a case, click here.   

To view other Actions, click on archive 2004-2007 or 2008-Present.

November 18, 2003 International Global Positioning, Inc.; John J. Madsen; Michael J. Coker; James w. Dreos d.b.a. Dreos Financial Services, and Jane Doe Dreos; Edmond L. Lonergan and Jane Doe Lonergan; Corporate Architects, Inc.
October 27, 2003 Steven C. Bond and Jane Doe Bond; B.B. Financial Benefits Group, Inc.
October 27, 2003 Worldwide Forex, Inc.; Universal FX, Incorporated; David Bridges c/o Worldwide Forex
October 20, 2003 Robert Shakman, Healthcare Purchasing Alliance, Inc.
October 14, 2003 Chris Hugh Rutland
September 18, 2003 Yucatan Resorts, Inc.; Yucatan Resorts, S.A.; Resort Holdings International, Inc.; Resort Holdings International, S.A.; World Phantasy Tours, Inc., a.k.a. Majesty Travel, a.k.a. Viajes Majesty; Avalon Resorts; Michael E. Kelly and Lory Kelly
May 20, 2003 Yucatan Resorts, Inc., d.b.a. Yucatan Resorts; S.A., Resort Holdings International, Inc., d.b.a Resort Holdings International, S.A.; World Phantasy Tours, INC., a.k.a. Majesty Travel, a.k.a. Viajes Majesty; Michael E. Kelly and Lori Kelly
May 6, 2003 Intersecurities, Inc.; Gregory Russell Brown and Jane Doe Brown
April 25, 2003 Mutual Benefits Corporation
April 18, 2003 Douglas Sanchez and Karen Sanchez; DMS Power Cash Flow, LLC; Persanco, LLC
April 3, 2003 Robert C. Frost and Robin Frost
April 2, 2003 Ocean International Marketing, LTD.; Heros Global Marketing, LTD.; Seed International, LTD.; GFH International, LTD.; George Ioannou and Jane Doe Ioannou c/o GFH International; Ryan Ferreira and Jane Doe Ferreira c/o Ocean International Marketing, Ltd.
March 17, 2003 Wesley Karban Wyatt and Jane Doe Wyatt d.b.a. The Financial Greenhouse c/o Harry N. Stone, Attorney at Law
February 25, 2003 Kathleen Whorley Sommer d.b.a Sommer & Associates; John Doe
January 23, 2003 Tierra Group, a.k.a. Tierra Group Properties, a.k.a. Tierra Group Companies, a.k.a. Tierra Group, Inc., Preservation Trust Corporation a.k.a. Preservation Corporation, a.k.a. Preservation Trust Company, Partnership Preservation Trust, a.k.a. Partnership Preservation Corporation Limited Partnership, Caterpillar Foundation Properties, a.k.a. Caterpillar Foundation Properties Limited Partnership, Rene L. Couch, Terry Couch
December 31, 2002 Elliot Crosby d.b.a .Advance Senior Estate Planning; Marsha Crosby
December 30, 2002 Victor Monroe Stockbridge; G. Irene Stockbridge
December 18, 2002 Mark E. Labertew and Jane Doe Labertew; Les Fleishman and Jane Doe Fleishman
December 12, 2002 Ralph Shaul and Leslie Shaul
December 5, 2002 Global Trusts, LLC; Clyde F. Wagnon and Martha E. Wagnon; Jeri Woods and John Doe Woods
November 18, 2002 American Automotive Group, Inc.; Douglas Warren and Jane Doe Warren; Matthew W. Warren and Joan Doe Warren; Robert D. Bjerken and Jane Doe Bjerken
November 15, 2002 John R. Wallrich and Jane Doe Wallrich
November 14, 2002 Scottsdale Financial Funding Group, LLC; Martin & Griffin ,LLC; Gregory B. Gill a.k.a. Gregory P. Gill; Hayden Keith Holland; Tad L. Ulrich & Associates, LLC; Tad Lyn Ulrich; Senior Advisory Services, LLC; Wallace Butter worth
November 11, 2002 Evelyn Baumgardner, John Doe Baumgardner
October 28, 2002 One Vision Children's Foundation, Inc.; Hollister M. Marx; Wealth Management Resources, Inc.; Michael B. Maksudian; and Betty Maksudian; Michael A. Diaz; and Lorrina Diaz
September13, 2002
September 5, 2002 American National Mortgage; Secura Innovative Investment; Secura Mortgage Management; Cash Flow University INC.; Secura Fund Arizona , LLC; Larry William Dunning and Sheila Dunning; Phil Vigarino and Jane Doe; Robert K. Rehm; Mark Kesler and Jane Doe Kesler; Frank Caspare and Gail Caspare
August 23, 2002
June 28, 2002 Charles E. Conatser; Estate Conservation Strategies, Inc.
June 25, 2002 Alan Bruce Stoner
June 20, 2002
June 12, 2002
May 31, 2002 David R. Krizman
May 22, 2002
May 08, 2002 Bob’s Cash Express, Inc.; Bob's Land One, Inc.; Challenge/Land USA, Inc.; Arizona Digital Security Tech., Inc.; American Dish Tech., Inc.; Robert H. Roberts; Donald P. Shoemaker; Garrett L. Wright a.k.a. Garrett Lee; Dan ("D.J.") R. Harper; Michael J. Sagnelli; Joyce Goodman
May 06, 2002
March 29, 2002
February 26, 2002
February 20, 2002 Michael David Fromkin
January 17, 2002 Philip William Merrill
December 26, 2001 Brian Lloyd Gibbons
December 14, 2001 James T.M. Verbic
December 11. 2001
October 30, 2001
October 10, 2001
October 05, 2001
October 05, 2001
October 03, 2001 Michelle L. Webb
September 26, 2001 Clay Eugene Lambert
September 26, 2001 Mark Aaron Sutter
August 20, 2001 Republic Cash Advance, Inc.; Quick Cash Advance, Inc.; Curtis J. Billups; Mark Ferguson
August 14, 2001
August 14, 2001
August 14, 2001
August, 10 2001
July 18, 2001
June 20, 2001 Aeromax Inc.; Aeromag Corporation; Lexington Bartlett; David L. Sears
May 14, 2001 Easy Money Auto Leasing, Inc.; Superior Financial Services, Inc.; James Anthony Cicerelli; David Paul French
April 10, 2001 Accelerated Success Inc.; Kenneth R. Morris; Robert D. Pierson; Integrity Assured Life Settlements, Inc.; Steven S. Levine
March 29, 2001 Melvin Lee Cline; Why Not Entertainment, LLC
March 29, 2001
February 28, 2001
January 25, 2001 Mobile Cash Systems LLC; World Wireless Solutions Inc.; World Electronic Payment Solutions Inc.; World Cash Providers LLC; World Cash Providers Inc.; Mark Alan Melkowski Sr.; Eagle Communications, Inc.; Eagle One Financial & Tax, LLC; Gerald B Johnson; Kimber Lea Baudour 
January 25, 2001 William E Bergh; World Wide Business Opportunities
January 19, 2001 Arthur Andersen L.L.P. - Verified Complaint And Application For Injunction Relief
December 28, 2000
December 27, 2000 Tower Equities, Inc; Philip A. Lehman
September 27, 2000 Arthur Andersen L.L.P. - This notice was withdrawn on January 23, 2001. See January 19, 2001 Civil Complaint.
September 07, 2000 Global Harvest Corp.; David Patten; Albert Tabah
June 26, 2000 Jerome Alex Zanowski
June 1, 2000
June 1, 2000 Mary Kersey; Successful Finance Inc.
May 1, 2000 Scott Gould
April 21, 2000
April 18, 2000 Susan Marie Wuest
April 06, 2000
March 29, 2000 Tucson Estate Financial Advisors; James Kinion II
December 29, 1999 Deborah Suann Angus
December 27, 1999 Estate Service II
December 27, 1999 National Financial Group
November 10, 1999 Safari Media Inc.
September 17, 1999  Retirement Investment Group
August 24, 1999  Cochise Financial Corp.
July 29, 1999 Premiere Financial Group et al