2010 News Releases

December 6, 2010
Commission Orders Restitution for Real Estate Investors Defrauded by a Scottsdale Businessman, Sanctions Others for Securities Fraud

November 4, 2010
Commission Orders over $19 Million in Restitution for Investors, Sanctions a Scottsdale Aviation Owner for Promissory Notes Scheme, Also Halts Other Investment Programs, Most Involving Real Estate

October 27, 2010 
Investor Alert:  Are Your Real Estate Investments Really Securities in Disguise?

October 7, 2010
Commission Orders over $1.1 Million in Restitution for Investors, Shuts Downs Other Investment Offerings from Ongoing Internet Sweep, Issues Sanctions

August 12, 2010
Commission Orders over $4.8 Million in Restitution for Investors, Continues Crackdown on Unregistered Securities Offerings, Sanctions Promoters

June 10, 2010
Commission Approves Wells Fargo ARS Settlement, Also Scuttles Unregistered Investment Before It Spread and Defrauded Investors

May 13, 2010
Commission Approves Settlements with UBS and Goldman Sachs--Arizona to Receive over $1.53 Million, Also Obtains Restitution and Penalties from World Group Securities, Sanctions Others

April 13, 2010
Commission Orders Radical Bunny to Pay $189.8 Million in Restitution, Hamstrings Unregistered Sports-Related Investment, and Others

March 18, 2010
Commission Orders Restitution for Over 100 Defrauded Investors, Sanctions Phony Concert Promoter and Others for Securities Fraud

February 18, 2010
Commission Halts Multiple Unregistered Real Estate Investment Programs, Penalizes Promoters for Securities Fraud