1300 W. Washington Street
Phoenix, AZ 85007-2996
Main: (602) 542-4242
Toll-Free Number in Arizona: 1-(866) 837-4399
Email: SecuritiesDiv@azcc.gov
Apr 11, 2023
Commission Finds Promoters of Faith-based Films Defrauded Investors
Mar 7, 2023
Commission Sanctions Scottsdale Man for Defrauding Investors with E-Commerce Investment Program
Feb 10, 2023
Investor Alert: Self-Directed IRAs and the Risk of Fraud
Jan 13, 2023
Commission Finds Peoria Insurance Producer Defrauded Investors
Commission Sanctions Tucson Investment Adviser and Company for Dishonest and Unethical Conduct, Revokes Licenses
California Law Firm Settles Commission Lawsuit, Pays $2.2 Million
Dec 9, 2022
Commission Finds Tucson Man Fraudulently Promoted Cannabis Investment Online
Nov 14, 2022
Commission Sanctions Tucson Investment Adviser Rep with License Suspension and Penalty, Orders Restitution for Investors
Oct 28, 2022
Arizona Corporation Commission’s Securities Division Issues Order for Peoria Man to Stop Selling Unlawful Investments
Oct 13, 2022
Commission Finds Hedge Fund Manager Bilked Investors with Million-Dollar Penny Stock Scheme and Other Investments
Sep 9, 2022
Commission Sanctions Promoter of Cryptocurrency Investment Program
Sep 8, 2022
Commission Finds Payson Couple Defrauded Elderly Investor
Aug 17, 2022
Commission Finds Phoenix Insurance Producer and His Company Defrauded Investors
Commission Sanctions Promoters of Unlawful Income-Stream Investments
Jul 18, 2022
Investor Alert: Beware of Risks Associated with Crypto-Asset Interest Accounts
Jul 14, 2022
Commission Orders More than $4.49 Million in Restitution for Investors Defrauded by Real Estate Investment Scheme
Commission Sanctions Two Arizona Realtors and Start-up Company for Fraudulent Real Estate Securities Offering
Jun 30, 2022
Corporation Commission Joins with Other State Securities Regulators and the S.E.C. to Settle with a Digital Asset Lending Platform for Unlawful Securities Sales
Commission Finds Peoria Man Defrauded Investors with Ponzi Scheme Involving Real Estate, Revokes IAR License
Commission Sanctions Peoria Securities Salesman for Fraud in Connection with Crypto-based Investment, Revokes Registration
Arizona Corporation Commission
1200 W. Washington Street
Phoenix, AZ 85007
Corporations Division
Tucson Office (Walk-ins only)
400 W. Congress Street
Tucson, AZ 85701
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