Arizona Corporation
Commission

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Securities Division

Securities News

Jan 22, 2025
Investor Alert: Arizona Customers Eligible to Recoup Funds from GS Partners
Dec 5, 2024
Payson Man Creates Fake Name and Businesses to Defraud Investors
Dec 5, 2024
ACC Sanctions Unlicensed Investment Adviser for Deceiving Clients
Dec 5, 2024
ACC Joins Other States in $12.4 Million Settlement with Raymond James for Excessive Commissions
Nov 12, 2024
ACC Finds Mesa Man Defrauds Investors with Movie Venture
Oct 10, 2024
ACC Finds Scottsdale Adviser Fraudulently Sold GPB Capital Interests
Sep 11, 2024
Tucson Investment Professional Sanctioned for Dishonest Conduct
Aug 14, 2024
Commission Penalizes Tucson Insurance Producer for Role as Controlling Partner of Investment Advisory Firm
Jul 9, 2024
Scottsdale Financial Services Company Sanctioned in Connection to Salesman’s Fraudulent Scheme
May 7, 2024
ACC Finds Fraud in Gold Mine Investment
May 7, 2024
Mesa Man Defrauds Investors with “Fix-and-Flip” Real Estate Investments
Apr 11, 2024
Arizona Joins $1.5 Million Multistate Securities Settlement Against Crypto Platform, TradeStation
Apr 9, 2024
Commission Finds Tucson Man Misrepresented Qualifications as Licensed Investment Adviser
Mar 26, 2024
ACC Promotes Investor Education During Financial Capability Month
Mar 12, 2024
Tucson Man Ordered to Pay Multimillion Dollar Restitution
Jan 9, 2024
Commission Sanctions Promoters of Investments in E-Commerce Businesses
Dec 26, 2023
Investor Alert: Commission Cautions Investors about an Alleged Ongoing Crypto Scheme
Dec 4, 2023
Corporation Commission Sues Gilbert Meat Distribution Company in Superior Court
Nov 30, 2023
Commission Finds Scottsdale Man and his Estate Planning Company Defrauded Investors
Oct 26, 2023
Commission Penalized London-based Company for Online Investment Scheme

Contact the Securities Division

Address:

1300 W. Washington St,
Phoenix, AZ 85007

Phone:

Main:
(602) 542-4242

Toll-Free in AZ:
1-(866) 837-4399

Email:

Securities Enforcement:
SecuritiesDiv@azcc.gov

Registration:
SEC-AOD@azcc.gov