What information should you include in your complaint?
The more information you provide, the more likely the Securities Division will be able to promptly decide how to proceed. The following information is critical to investigate the subject of your complaint:
Names, addresses, telephone numbers, and other identifying information for any person or company mentioned in your complaint.
Details of any transaction or activity you think violates the Arizona Securities or Investment Management Acts. Present the events in the order in which they happened, using dates whenever possible.
Copies of documents listed above, including email correspondence, relating to the transaction that is the subject of your complaint.
Signed declaration as to the truth and accuracy of your complaint.