1300 W. Washington Street

Phoenix, AZ 85007-2996

 

 

Main: (602) 542-4242

Email: SecuritiesDiv@azcc.gov

Administrative Action Procedure


Respondent


Legal representation


Governing law


Who you can talk to about your case


Contents of Notice


Opportunity for a hearing


Temporary cease and desist orders


Serving and filing written documents in connection with your case


The date set for the hearing


Answering the Notice


If you fail to request a hearing


Form of formal documents


Formal interviews


Subpoenas


Privilege against self-incrimination


Settlement


Motions, responses, and replies


Conduct at the hearing


Order of the hearing


A decision about your case


Rehearings


Appeals


The information provided on this web site is not comprehensive, is not offered as legal advice, and is not a substitute for competent legal counsel.  The Securities Division recommends that you consult with a securities attorney.

Stay Connected


Arizona Corporation Commission

1200 W. Washington Street

Phoenix, AZ 85007

 

Corporations Division

1300 W. Washington Street

Phoenix, AZ 85007

 

Tucson Office (Walk-ins only)

400 W. Congress Street

Tucson, AZ 85701