May 19, 2022

Commission Penalizes Tucson Investment Adviser Rep for Deceiving Clients, Suspends IAR License

Apr 15, 2022

Commission Sanctions Florida Man and His Companies for Securities Fraud Involving Crypto Currency

Apr 15, 2022

Commission Orders $1.16 Million in Restitution for Investors Defrauded by Crypto Currency Investment Scheme

Apr 15, 2022

Commission Finds Former Phoenix Man Defrauded Investors with Crypto Currency Investment

Apr 15, 2022

Commission Sanctions Arizona Insurance Producer and His Company for Multimillion Dollar Investment Scheme Involving Elderly Investors, Revokes Adviser Licenses

Apr 4, 2022

April is Saving and Investing Month Don’t Get “Fooled” by Fraud, Become an Informed Investor

Mar 17, 2022

Commission Revokes License and Registration and Penalizes Mesa Man for Fraud

Mar 17, 2022

Commission Sanctions Promoters of “Secret” Fraudulent Investment Scheme

Mar 17, 2022

Commission Finds Mesa Man Defrauded Investors with Ponzi Scheme Involving Real Estate ​

Feb 10, 2022

Commission Sanctions Former Securities Salesman and His Real Estate-Related Companies for Defrauding Elderly Investor

Feb 10, 2022

Commission Finds Promoter of Offering in OTC Drug Stock Defrauded Investors

Feb 10, 2022

Commission Sanctions Promoters of Offshore Trading Program, Orders $450,000 in Restitution for Investors

Feb 2, 2022

Corporation Commission Partners with CFTC and 26 State Securities Regulators to Stop $68 Million Precious Metals Scheme that Targeted the Elderly

Jan 13, 2022

Commission Orders Payment of $774,158 in Restitution for Investors from Sellers of Nationwide Ponzi Scheme

Jan 13, 2022

Commission Penalizes Sellers of Unlawful Multimillion-Dollar Investment in Social Media Business

Jan 13, 2022

Commission Revokes Licenses of Investment Adviser and its Representative for Non-Compliance, Levies Penalty

Jan 13, 2022

Commission Sanctions Serial Securities Violator of Investment in Real Estate and Luxury Auto Rentals, Orders $733,606 in Restitution for Investors

Jan 10, 2022

Corporation Commission Announces Top Investor Threats for 2022

Dec 22, 2021

Commission Orders Halt to Real Estate Investment Scheme

Dec 13, 2021

Join us for “The End-of-Year Financial Checklist” Virtual Event