Arizona Corporation
Commission

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Securities Division

Securities News

Feb 4, 2026
Arizona Corporation Commission Orders Revocation and $281,000 in Restitution Against Licensed Investment Advisor Who Borrowed Money from a Client
Feb 4, 2026
Arizona Corporation Commission Orders $1,398,900 in Restitution for Defrauded Crypto Investors
Dec 11, 2025
Don’t Let Scammers Steal Your Holiday Spirit: ACC Unveils the 12 Top Investor Threats
Nov 20, 2025
Investor Alert: Recovery or Rip-off? Be on the Lookout for the Latest Crypto-related Scheme
Oct 29, 2025
Investment Scammers Offer Tricks, Not Treats Don’t be fooled by their masks and disguises this Halloween Season
Oct 16, 2025
ACC Announces $132 Million in Restitution in Multi-State Settlement with Vanguard over Unexpected Tax Bills
Oct 16, 2025
ACC Orders $395,000 in Restitution for Defrauded Investors
Oct 6, 2025
Arizona Corporation Commission Securities Division Marks World Investor Week 2025
Sep 29, 2025
Crytpo ATM Scams: How Fraudsters Use Crypto ATMs to Steal Your Money
Aug 14, 2025
ACC Sanctions Scottsdale Securities Salesman for Unlawful Conduct
Jun 12, 2025
ACC Marks World Elder Abuse Awareness Day
Jun 11, 2025
ACC Sanctions Former Investment Adviser for Misleading Clients
May 8, 2025
Buckeye Man Defrauds Investors with “Fix-and-Flip” Real Estate Scheme
Apr 22, 2025
Montana Man Sanctioned for Selling Fraudulent E-Commerce Investment
Mar 13, 2025
ACC Denies IAR License Application of Tucson Man
Mar 12, 2025
Commission Finds Phoenix Man Defrauded Investors with Real Estate Ponzi Scheme
Mar 12, 2025
ACC Finds Stockbroker Defrauds Impaired Client, Pulls Registration
Mar 3, 2025
Arizona Corporation Commission Highlights Proactive Investor Protection Tips for Crypto ATMs
Feb 13, 2025
Investor Alert: Beware of the Love Bombers Asking For Money
Feb 5, 2025
ACC Joins $17 Million Multi-State Settlement with Edward Jones

Contact the Securities Division

Address:

1300 W. Washington St,
Phoenix, AZ 85007

Phone:

Main:
(602) 542-4242

Toll-Free in AZ:
1-(866) 837-4399

Email:

Securities Enforcement:
SecuritiesDiv@azcc.gov

Registration:
SEC-AOD@azcc.gov