1300 W. Washington Street
Phoenix, AZ 85007-2996
Main: (602) 542-4242
Email: SecuritiesDiv@azcc.gov
Jan 14, 2021
Commission Penalizes Flagstaff Man for Fraudulent Securities Sales
Investment Professional Admits to Defrauding Investors with Multimillion Investment Scheme that Falsely Claimed to Involve Religious and Humanitarian Projects
Commission Sanctions Former Phoenix Investment Promoter for Committing Securities Fraud a Second Time
Dec 18, 2020
Thomas P. Madden Ordered to Pay Restitution for Defrauding Investors
Dec 11, 2020
Commission Pulls Licenses of Scottsdale Investment Adviser Rep and His Advisory Firm
Commission Revokes Securities Salesman Registration and Investment Adviser Rep License of Buckeye Man
Nov 9, 2020
Former Real Estate Broker Sanctioned for $1.36 Million Securities Fraud
Oct 2, 2020
Commission Orders Halt to Phony Cryptocurrency Investment and Promoter Posing as an Arizona Registered Securities Dealer
Sep 25, 2020
The Arizona Corporation Commission Joins with the U.S. Commodity Futures Trading Commission and 29 State Securities Agencies to Stop Nationwide Precious Metals IRA, Bullion Coin Scheme
May 7, 2020
Commission Sanctions Former Lawyer for Fraudulent Offer of Securities
May 6, 2020
Corporation Commission Joins Task Force--Cracking Down on COVID-19 Investment Scams
Apr 15, 2020
Gilbert Man Commits Securities Fraud While Seeking Investors for Real Estate Projects
Mar 30, 2020
COVID-19 Coronavirus-Related Investment Schemes Anticipated, Corporation Commission Offers Guidance on How to Protect Yourself
COVID-19-Related Investment Schemes Anticipated: Corporation Commission Offers Guidance on How to Protect Yourself
Mar 25, 2020
LendingClub Corp Agrees to Pay $100,000 Penalty for Selling Unregistered Notes
Commission Sanctions Forex & Bitcoin Trader for Fraudulent Investment Sales
Mar 9, 2020
Commission Reminds Investors to Beware of Con Artists Looking to Profit from Fear and Uncertainty
Corporation Commission Reminds Investors to Beware of Con Artists Looking to Profit from Fear and Uncertainty
Feb 5, 2020
Commission Orders 90-Day Suspension of Investment Adviser Representative License
Mesa Man and His Company Lose License to Provide Investment Advice
Arizona Corporation Commission
1200 W. Washington Street
Phoenix, AZ 85007
Corporations Division
Tucson Office (Walk-ins only)
400 W. Congress Street
Tucson, AZ 85701
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