Securities News | Arizona Corporation Commission

Securities News

Jun 12, 2025

ACC Marks World Elder Abuse Awareness Day

Jun 11, 2025

ACC Sanctions Former Investment Adviser for Misleading Clients

May 8, 2025

Buckeye Man Defrauds Investors with “Fix-and-Flip” Real Estate Scheme

Mar 13, 2025

ACC Denies IAR License Application of Tucson Man

Mar 12, 2025

Commission Finds Phoenix Man Defrauded Investors with Real Estate Ponzi Scheme

Mar 12, 2025

ACC Finds Stockbroker Defrauds Impaired Client, Pulls Registration

Mar 3, 2025

Arizona Corporation Commission Highlights Proactive Investor Protection Tips for Crypto ATMs

Feb 13, 2025

Investor Alert: Beware of the Love Bombers Asking For Money

Feb 5, 2025

ACC Joins $17 Million Multi-State Settlement with Edward Jones

Jan 22, 2025

Investor Alert: Arizona Customers Eligible to Recoup Funds from GS Partners

Dec 5, 2024

Payson Man Creates Fake Name and Businesses to Defraud Investors

Dec 5, 2024

ACC Sanctions Unlicensed Investment Adviser for Deceiving Clients

Dec 5, 2024

ACC Joins Other States in $12.4 Million Settlement with Raymond James for Excessive Commissions

Nov 12, 2024

ACC Finds Mesa Man Defrauds Investors with Movie Venture

Oct 10, 2024

ACC Finds Scottsdale Adviser Fraudulently Sold GPB Capital Interests

Sep 11, 2024

Tucson Investment Professional Sanctioned for Dishonest Conduct

Aug 14, 2024

Commission Penalizes Tucson Insurance Producer for Role as Controlling Partner of Investment Advisory Firm

Jul 9, 2024

Scottsdale Financial Services Company Sanctioned in Connection to Salesman’s Fraudulent Scheme

May 7, 2024

ACC Finds Fraud in Gold Mine Investment

May 7, 2024

Mesa Man Defrauds Investors with “Fix-and-Flip” Real Estate Investments

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Contact the Securities Division

Address:

1300 W. Washington St,
Phoenix, AZ 85007

Phone:

Main:
(602) 542-4242

Toll-Free in AZ:
1-(866) 837-4399

Email:

Securities Enforcement:
SecuritiesDiv@azcc.gov

Registration:
SEC-AOD@azcc.gov