1300 W. Washington Street

Phoenix, AZ 85007-2996

 

 
 

 

Main: (602) 542-4242

Toll-Free Number in Arizona:
1-(866) 837-4399

Email: SecuritiesDiv@azcc.gov

No-Action Letters

 

Statement

Summary of Policy

Date

View

Statement of procedure regarding certain Securities Division’s time-frame rules

July 16, 1998

View

Shelf registrations

August 22, 1991

View

Guarantees/letters of credit

January 21, 1991

View

Form U-1 registration applications

April 3, 1987

View

Advertising materials

April 3, 1987

View

1985 amendments to Rules R14-4-101—103 of the Securities Division

Winter 1986

View

Registered issuers—reporting requirement

April 22, 1985

View

Zero coupon bonds

Spring 1985

View

NASAA Statements of Policy

November 27, 1984

View

Sales of commodities—what constitutes security

Fall 1983

View

Inquiries concerning pending registrations and no-action requests

September 18, 1981

View

Applications to register convertible securities, assessment options, warrants, or other rights to subscribe to securities

n/a

 

Stay Connected


Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.

Check here to sign up for Notices and Agendas for Commission Meetings, Hearings and Appearances. Have questions about Notices and Agendas, click here for contact information.

Check here to receive the latest Commission News Releases and information. Please call 602-542-0728 with any questions.

Arizona Corporation Commission

1200 W. Washington Street

Phoenix, AZ 85007

 

Corporations Division

1300 W. Washington Street

Phoenix, AZ 85007

 

Tucson Office (Walk-ins only)

400 W. Congress Street

Tucson, AZ 85701