1300 W. Washington Street
Phoenix, AZ 85007-2996
Applications for registration will be processed in accordance with A.A.C. R14-4-146.
A.R.S. § 44-1891 through § 44-1900; A.A.C. R14-4-103 through R14-4-120
Required Forms:
Other Documents Required:
Filing Fees:
One-tenth of one percent of the aggregate offering price of the securities to be sold in Arizona, with a minimum fee of $200.00 and a maximum fee of $2000.00 [A.R.S. § 44-1892].
Coordinated Review-Equity:
Arizona participates in a coordinated state registration procedure for issuers seeking to sell equity securities. Additional information may be found online at http://www.coordinatedreview.org/cr-equity.html.
Required if issuer is not offering the securities through a registered dealer.
A.R.S. § 44-1902 and A.A.C. R14-4-134
Arizona Uniform Limited Offering Registration allows corporations to raise up to $5 million in any twelve month period through the sales of stock and/or debt to the public in Arizona. Issuers engaging in these types of offerings generally rely upon Regulation A or Regulation D, Rule 504, at the federal level.
Required Forms:
Other Documents Required:
Filing Fees:
$250.00 [A.R.S. §§ 44-1861(N), 44-1902(B)(6), A.A.C. R14-4-134(F)].
SCOR-West:
Arizona participates in the SCOR-West program, which provides a uniform state registration procedure designed to coordinate the blue-sky registration process in certain western states. This program is administered by the Washington State Department of Financial Institutions. Information regarding this program is available online at http://www.dfi.wa.gov/sd/scorwest.htm.
Required if issuer is not offering the securities through a registered dealer.
Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.
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