1300 W. Washington Street

Phoenix, AZ 85007-2996

 

 
 

 

Main: (602) 542-4242

Toll-Free Number in Arizona:
1-(866) 837-4399

Email: SecuritiesDiv@azcc.gov

Licensing and Registration Fees

ARS 44-1861 - Dealer Registration and Renewal Fees - $300

ARS 44-1861 - Salesman Registration and Renewal Fees - $45

ARS 44-1861 - Issuer Dealer Registration and Renewal Fees - $100

ARS 44-1861 - Name Change Fees - $100

ARS 44-1861 - Registration By Description - $200- $2,000

ARS 44-1861 - ULOR/SCOR - $250

ARS 44-1892 - Registration By Qualification - $200 - $2,000

ARS 44-3152 - Private Fund Adviser Exemption - $125

ARS 44-3181 - Investor Adviser License and Renewal Fees - $250

ARS 44-3181 - Investor Adviser Representative License and Renewal Fees - $40

ARS 44-3324 - Mutual Funds - $200 or $3,500

R14-4-126 - Regulation D - $250 Initial Filing Fee, $100 Final Filing Fee

R14-4-140 - Filing Fee - $100

CER Filings - Same as Registration By Qualification

Regulation A Offerings - Same as Registration By Qualification

Stay Connected


Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.

Check here to sign up for Notices and Agendas for Commission Meetings, Hearings and Appearances. Have questions about Notices and Agendas, click here for contact information.

Check here to receive the latest Commission News Releases and information. Please call 602-542-0728 with any questions.

Arizona Corporation Commission

1200 W. Washington Street

Phoenix, AZ 85007

 

Corporations Division

1300 W. Washington Street

Phoenix, AZ 85007

 

Tucson Office (Walk-ins only)

400 W. Congress Street

Tucson, AZ 85701