For filing and fee requirements relating to covered securities as defined by section 18 of the Securities Act of 1933, see the following Arizona statutes:
The following statutes and rules provide exemptions from registration requirements for securities transactions in compliance with the relevant statute or rule. For interpretive guidance, see no-action letters issued by the Securities Division. For additional information regarding exemptions, see Raising Capital.
Exemptions with filing and fee requirements:
Self-Executing Exemptions:
Self-executing exemptions contain no filing or fee requirement.
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