1300 W. Washington Street
Phoenix, AZ 85007-2996
Main: (602) 542-4242
Email: SecuritiesDiv@azcc.gov
NOTICE: Recently, some users have reported issues with submitting the Financial Exploitation Reporting Form. The Division is aware of these issues and working on a solution. If you experience any problems with submitting the form please contact the Division directly at SEC-VA@azcc.gov or 602-542-0662.
Investor Complaints and Reporting
- Complaint form for investors to report a problem with their investments, investment account, a financial professional or to report a financial fraud.
Reporting Financial Exploitation of a Vulnerable Adult
- A reporting form for qualified individuals to report the financial exploitation of a vulnerable adult to the Securities Division and Adult Protective Services.