1300 W. Washington Street
Phoenix, AZ 85007-2996
Main: (602) 542-4242
Email: SecuritiesDiv@azcc.gov
NOTICE: Recently, some users have reported issues with submitting the Financial Exploitation Reporting Form. The Division is aware of these issues and working on a solution. If you experience any problems with submitting the form please contact the Division directly at SEC-VA@azcc.gov or 602-542-0662.
Investor Complaints and Reporting
- Complaint form for investors to report a problem with their investments, investment account, a financial professional or to report a financial fraud.
Reporting Financial Exploitation of a Vulnerable Adult
- A reporting form for qualified individuals to report the financial exploitation of a vulnerable adult to the Securities Division and Adult Protective Services.
Stay Connected
Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.
Check here to sign up for Notices and Agendas for Commission Meetings, Hearings and Appearances.Please call 602-542-3931 with any questions.
Check here to receive the latest Commission News Releases and information. Please call 602-542-0728 with any questions.