Investor Complaints and Reporting

Investor Complaints

  • Complaint form for investors to report a problem with their investments, investment account, a financial professional or to report a financial fraud.

Reporting Financial Exploitation of a Vulnerable Adult

  • A reporting form for qualified individuals to report the financial exploitation of a vulnerable adult to the Securities Division and Adult Protective Services.

Stay Connected


Arizona Corporation Commission

1200 W. Washington Street

Phoenix, AZ 85007

 

Corporations Division

1300 W. Washington Street

Phoenix, AZ 85007

 

Tucson Office (Walk-ins only)

400 W. Congress Street

Tucson, AZ 85701