Arizona Corporation
Commission

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Securities Division

Securities News

Sep 22, 2023
Commission Orders More than $7.2 Million in Restitution for Investors Defrauded by Commercial Real Estate Promoters
Sep 22, 2023
Commission Finds Mesa Woman Misled Investors about New Medical Device
Sep 22, 2023
Chandler Man Admits to Providing Investment Advisory Services without a License
Sep 22, 2023
Commission Sanctions Chandler Man and Denies License Application
Aug 25, 2023
Scottsdale Man Admits to Scamming His Close Friend and Neighbor
Aug 10, 2023
Commission Sanctions Promoters of Phony Crypto Offering
Aug 9, 2023
Commission Joins Multiple States in $10 Million Settlement with Robinhood for Failing Investors
Aug 2, 2023
Commission Helps Precious Metal Investors Recoup Overcharges
Jul 12, 2023
Commission Finds Mesa Woman Defrauded Investors with COVID-Related Investment Scam

Contact the Securities Division

Address:

1300 W. Washington St,
Phoenix, AZ 85007

Phone:

Main:
(602) 542-4242

Toll-Free in AZ:
1-(866) 837-4399

Email:

Securities Enforcement:
SecuritiesDiv@azcc.gov

Registration:
SEC-AOD@azcc.gov