Securities News | Arizona Corporation Commission

Securities News

Dec 5, 2024

Payson Man Creates Fake Name and Businesses to Defraud Investors

Dec 5, 2024

ACC Sanctions Unlicensed Investment Adviser for Deceiving Clients

Dec 5, 2024

ACC Joins Other States in $12.4 Million Settlement with Raymond James for Excessive Commissions

Nov 12, 2024

ACC Finds Mesa Man Defrauds Investors with Movie Venture

Oct 10, 2024

ACC Finds Scottsdale Adviser Fraudulently Sold GPB Capital Interests

Sep 11, 2024

Tucson Investment Professional Sanctioned for Dishonest Conduct

Aug 14, 2024

Commission Penalizes Tucson Insurance Producer for Role as Controlling Partner of Investment Advisory Firm

Jul 9, 2024

Scottsdale Financial Services Company Sanctioned in Connection to Salesman’s Fraudulent Scheme

May 7, 2024

ACC Finds Fraud in Gold Mine Investment

May 7, 2024

Mesa Man Defrauds Investors with “Fix-and-Flip” Real Estate Investments

Apr 11, 2024

Arizona Joins $1.5 Million Multistate Securities Settlement Against Crypto Platform, TradeStation

Mar 26, 2024

ACC Promotes Investor Education During Financial Capability Month

Mar 12, 2024

Tucson Man Ordered to Pay Multimillion Dollar Restitution

Jan 9, 2024

Commission Sanctions Promoters of Investments in E-Commerce Businesses

Dec 26, 2023

Investor Alert: Commission Cautions Investors about an Alleged Ongoing Crypto Scheme

Dec 4, 2023

Corporation Commission Sues Gilbert Meat Distribution Company in Superior Court

Nov 30, 2023

Commission Finds Scottsdale Man and his Estate Planning Company Defrauded Investors

Oct 26, 2023

Commission Penalized London-based Company for Online Investment Scheme

Sep 22, 2023

Commission Orders More than $7.2 Million in Restitution for Investors Defrauded by Commercial Real Estate Promoters

Sep 22, 2023

Commission Finds Mesa Woman Misled Investors about New Medical Device

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Contact the Securities Division

Address:

1300 W. Washington St,
Phoenix, AZ 85007

Phone:

Main:
(602) 542-4242

Toll-Free in AZ:
1-(866) 837-4399

Email:

Securities Enforcement:
SecuritiesDiv@azcc.gov

Registration:
SEC-AOD@azcc.gov